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SEC adopts rules on loan-backed securities

...details on borrowers' credit records and income under action taken Wednesday by federal regulators.The Securities and Exchange Commission adopted the rules for securities linked to mortgages and auto loans on a 5-0 vote.The commissioners...

http://chronicle.augusta.com/news/business/2014-08-27/sec-adopts-rules-loan-back
Hackers steal info from Trinity

...statement Monday.Trinity's parent company, Community Health Systems Inc., said in a filing with the Securities and Exchange Commission that it was "the target of an external, criminal cyber attack" of Chinese hackers it believes occurred...

http://chronicle.augusta.com/news/health/2014-08-18/hackers-steal-info-trinity
Bank of America reaches $17 billion settlement with U.S. over sale of securities

...records. Roughly 75 percent of that total came from Countrywide.In a federal lawsuit last year, the Securities and Exchange Commission charged Bank of America and two subsidiaries with defrauding investors in an offering of residential mortgage-backed...

http://chronicle.augusta.com/news/business/2014-08-20/bank-america-reaches-17-bi
Senators investigating recalls target GM's legal staff, call for firing top lawyer

...a potential safety issue.She also questioned why Millikin didn't inform GM's board or the U.S. Securities and Exchange Commission of the potential for punitive damages as GM settled the cases, saying, "This is a either gross negligence...

http://chronicle.augusta.com/news/business/2014-07-17/senators-investigating-rec
Target taps outsider as CEO for first time in push to redefine itself with shoppers

...Target's CEO on Aug. 12, will receive a base salary of $1.3 million, according to a filing with the Securities and Exchange Commission. He will be eligible for a bonus of up to $2 million and stock-based awards with a target value of...

http://chronicle.augusta.com/news/business/2014-07-31/target-taps-outsider-ceo-f
SEC chief opposes new watchdog body

WASHINGTON --- The head of the Securities and Exchange Commission is objecting to a plan being considered...investor protection functions out of the Securities and Exchange Commission," Ms. Schapiro told reporters at the...

http://chronicle.augusta.com/stories/2009/05/21/bus_524695.shtml
Business
New SEC chairman pushes tighter ethics

WASHINGTON - The new chairman of the Securities and Exchange Commission is challenging American corporations to behave more ethically...face." - William H. Donaldson, the new chairman of the Securities and Exchange Commission

http://chronicle.augusta.com/stories/2003/03/01/bus_367557.shtml
Business
Business briefs: Chairman seeks new auditing rules

NEW YORK -- Securities and Exchange Commission Chairman Arthur Levitt said Wednesday that...figures of its Aggressive Growth Fund. The Securities and Exchange Commission and the New York attorney general's office...

http://chronicle.augusta.com/stories/2000/05/11/bus_288216.shtml
Business
Divided SEC requires independent chairmen for fund boards

...Addressing an industry scandal, a deeply divided Securities and Exchange Commission voted Wednesday to require mutual fund boards...resolve improper trading cases. On the Net: Securities and Exchange Commission: http://www.sec.gov

http://chronicle.augusta.com/stories/2004/06/24/fin_419973.shtml
Finance
SEC votes to open fund disclosure changes to public comment

...mutual funds easier to understand, the Securities and Exchange Commission agreed to accept public comments on proposed...to the Office of the Secretary, U.S. Securities and Exchange Commission, 450 5th Street, N.W., Washington...

http://chronicle.augusta.com/stories/1997/02/28/biz_204653.shtml
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