Refine Search

  •  
  •  
Home Depot faces dozens of breach-related lawsuits

...aren't clear yet because the cases are in early stages, the company said in a quarterly filing with the Securities and Exchange Commission.The company said earlier this month after announcing third-quarter earnings that it anticipates a fourth-quarter...

http://chronicle.augusta.com/news/business/2014-11-25/home-depot-faces-dozens-br
Sears explores sale-leaseback deal of buildings

...benefiting all Americans equally and shoppers who are taking their dollars elsewhere.In a filing with the Securities and Exchange Commission on Friday, Sears also said it expects third-quarter sales to dip 0.1 percent at established locations...

http://chronicle.augusta.com/news/business/2014-11-07/sears-explores-sale-leaseb
SEC chief opposes new watchdog body

WASHINGTON --- The head of the Securities and Exchange Commission is objecting to a plan being considered...investor protection functions out of the Securities and Exchange Commission," Ms. Schapiro told reporters at the...

http://chronicle.augusta.com/stories/2009/05/21/bus_524695.shtml
Business
New SEC chairman pushes tighter ethics

WASHINGTON - The new chairman of the Securities and Exchange Commission is challenging American corporations to behave more ethically...face." - William H. Donaldson, the new chairman of the Securities and Exchange Commission

http://chronicle.augusta.com/stories/2003/03/01/bus_367557.shtml
Business
Business briefs: Chairman seeks new auditing rules

NEW YORK -- Securities and Exchange Commission Chairman Arthur Levitt said Wednesday that...figures of its Aggressive Growth Fund. The Securities and Exchange Commission and the New York attorney general's office...

http://chronicle.augusta.com/stories/2000/05/11/bus_288216.shtml
Business
Divided SEC requires independent chairmen for fund boards

...Addressing an industry scandal, a deeply divided Securities and Exchange Commission voted Wednesday to require mutual fund boards...resolve improper trading cases. On the Net: Securities and Exchange Commission: http://www.sec.gov

http://chronicle.augusta.com/stories/2004/06/24/fin_419973.shtml
Finance
SEC votes to open fund disclosure changes to public comment

...mutual funds easier to understand, the Securities and Exchange Commission agreed to accept public comments on proposed...to the Office of the Secretary, U.S. Securities and Exchange Commission, 450 5th Street, N.W., Washington...

http://chronicle.augusta.com/stories/1997/02/28/biz_204653.shtml
XXX Bizarre
New SEC chairman sworn in

...install William H. Donaldson as head of the Securities and Exchange Commission, called the Wall Street investment banker...the accounting board chief. On the Net: Securities and Exchange Commission: http://www.sec.gov

http://chronicle.augusta.com/stories/2003/02/19/bus_376107.shtml
Business
SEC: More firms likely to be charged

...industry, the head of the Securities and Exchange Commission's enforcement division...I question why the Securities and Exchange Commission ... has failed to...hours. On the Net: Securities and Exchange Commission: http://www.sec...

http://chronicle.augusta.com/stories/2003/11/05/fin_388568.shtml
Finance
Business briefs

...as the company confirmed that the U.S. Securities and Exchange Commission is investigating accounting irregularities...as they review possible wrongdoing. The Securities and Exchange Commission has issued a formal order of investigation...

http://chronicle.augusta.com/stories/2003/02/27/bus_376920.shtml
Business