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NY judge sentences SAC Capital in $1.8 billion fraud deal

...billion a year in compensation.The deal between SAC and the government did not resolve a civil case that the Securities and Exchange Commission brought last July against him. He was accused of failing to prevent insider trading at the company, which...

http://chronicle.augusta.com/news/business/2014-04-10/ny-judge-sentences-sac-cap
Surprising legislative, judicial powers are derived from sheer vagueness

...Corrupt Practices Act is too vague, allowing too much interpretive leeway for the Justice Department and the Securities and Exchange Commission. In partial defense, the Justice Department responded by saying that it currently provides extensive guidance...

http://chronicle.augusta.com/opinion/opinion-columns/2014-04-05/surprising-legis
Target acknowledges it didn't take immediate action on cyber breach alert

...cyberattack was launched last year, but it decided not to take immediate action.In its annual report to the Securities and Exchange Commission, Target said the massive security breach has hurt its image and business, while spawning dozens of legal...

http://chronicle.augusta.com/news/business/2014-03-14/target-acknowledges-it-did
5 ex-employees convicted in first criminal trial to spring from Bernie Madoff's huge fraud

...hired in 1983, used old stock tables to fabricate account statements and other fake records that kept the Securities and Exchange Commission in the dark. The government said they also rewarded themselves with tens of millions of dollars in salaries...

http://chronicle.augusta.com/news/business/2014-03-24/5-ex-employees-convicted-f
Morgan Stanley in preliminary deal to settle probe

NEW YORK - Morgan Stanley said it has reached a preliminary agreement with the Securities and Exchange Commission to settle an investigation into the investment bank's subprime mortgage business.Morgan Stanley agreed to pay $275 million...

http://chronicle.augusta.com/news/business/2014-02-25/morgan-stanley-preliminary
NY jury convicts former SAC Capital Advisors portfolio manager of insider trading charges

...name Cohen, referencing him only as the "SAC Owner."Cohen has not been criminally charged, but the Securities and Exchange Commission has accused him in a civil action of failing to prevent insider trading at the company, which he founded...

http://chronicle.augusta.com/news/business/2014-02-06/ny-jury-convicts-former-sa
Small businesses have wish list for new leader

...small businesses about how crowdfunding ? the solicitation of investors over the Internet ? works. The Securities and Exchange Commission is writing the rules, but the SBA is likely to be the one explaining them, says John Arensmeyer, CEO...

http://chronicle.augusta.com/news/business/2014-01-23/small-businesses-have-wish
AT&T says shareholders don't have the right to know about NSA dealings

...data.In a letter sent Thursday to the Securities and Exchange Commission, AT&T said it protects customer information...must be met to require public reporting.Securities and Exchange Commission spokeswoman Christina D'Amico said the...

http://chronicle.augusta.com/news/business/2013-12-06/att-says-shareholders-dont
JPMorgan Chase reaches $4.5 billion settlement

...profitable U.S. banks last year.Goldman Sachs, Citigroup and other big banks have been accused by the Securities and Exchange Commission of deceiving investors in sales of mortgage securities in the run-up to the crisis. Together they have...

http://chronicle.augusta.com/news/business/2013-11-15/jpmorgan-chase-reaches-45-
Twitter soars in market debut

...that plagued Facebook's high-profile debut, which was marred by technical glitches. As a result, the Securities and Exchange Commission fined Nasdaq $10 million, the largest ever levied against an exchange.The clumsy debut had lasting consequences...

http://chronicle.augusta.com/news/business/2013-11-07/twitter-soars-market-debut