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Judge dismisses SEC case against former brokers; SEC to refile

...planned to refile the complaint with more specifics. The SEC complaint, filed in November, named former brokers Martin J. Druffner, Justin F. Ficken, Skifter Ajro, John S. Peffer and Bilotti and former branch manager Robert Shannon. The...

http://chronicle.augusta.com/stories/2004/06/16/fin_419086.shtml
Finance
Amended complaint alleges mutual fund trading fraud by Prudential brokers

...complaint. The brokers were Justin F. Ficken, 29; Skifter Ajro, 35; John S. Peffer, 41; Marc J. Bilotti, 34; Martin J. Druffner, 35; and their manager, Robert E. Shannon. All six resigned last year. Lawyers for Ficken and Peffer said...

http://chronicle.augusta.com/stories/2004/07/16/fin_422306.shtml
Finance
Regulators bring civil charges against former Prudential brokers

...which the brokers were allegedly trading. The Securities and Exchange Commission complaint names former brokers Martin J. Druffner, Justin F. Ficken, Skifter Ajro, John S. Peffer and Marc J. Bilotti and former branch manager Robert Shannon...

http://chronicle.augusta.com/stories/2003/11/05/bus_388522.shtml
Business
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