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Regulators bring civil charges against former Prudential brokers

...Commission complaint names former brokers Martin J. Druffner, Justin F. Ficken, Skifter Ajro, John S. Peffer and Marc J. Bilotti and former branch manager Robert Shannon. The Massachusetts complaint names Druffner, Ficken, Ajro, Shannon and...

http://chronicle.augusta.com/stories/2003/11/05/bus_388522.shtml
Business
Judge dismisses SEC case against former brokers; SEC to refile

...There was a lack of particularity in regard to the SEC's allegations," said John Sten, who represented defendant Marc J. Bilotti. "When you allege fraud, you have to allege actual facts to support the fraud, and at this stage, the SEC hasn't...

http://chronicle.augusta.com/stories/2004/06/16/fin_419086.shtml
Finance
Amended complaint alleges mutual fund trading fraud by Prudential brokers

...the SEC said in the complaint. The brokers were Justin F. Ficken, 29; Skifter Ajro, 35; John S. Peffer, 41; Marc J. Bilotti, 34; Martin J. Druffner, 35; and their manager, Robert E. Shannon. All six resigned last year. Lawyers for...

http://chronicle.augusta.com/stories/2004/07/16/fin_422306.shtml
Finance
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