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Amended complaint alleges mutual fund trading fraud by Prudential brokers

...broker defendants profited handsomely from their misconduct," the SEC said in the complaint. The brokers were Justin F. Ficken, 29; Skifter Ajro, 35; John S. Peffer, 41; Marc J. Bilotti, 34; Martin J. Druffner, 35; and their manager...

http://chronicle.augusta.com/stories/2004/07/16/fin_422306.shtml
Finance
Judge dismisses SEC case against former brokers; SEC to refile

...complaint with more specifics. The SEC complaint, filed in November, named former brokers Martin J. Druffner, Justin F. Ficken, Skifter Ajro, John S. Peffer and Bilotti and former branch manager Robert Shannon. The complaint alleged that...

http://chronicle.augusta.com/stories/2004/06/16/fin_419086.shtml
Finance
Regulators bring civil charges against former Prudential brokers

...were allegedly trading. The Securities and Exchange Commission complaint names former brokers Martin J. Druffner, Justin F. Ficken, Skifter Ajro, John S. Peffer and Marc J. Bilotti and former branch manager Robert Shannon. The Massachusetts...

http://chronicle.augusta.com/stories/2003/11/05/bus_388522.shtml
Business
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