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Regulators bring civil charges against former Prudential brokers

...Securities and Exchange Commission complaint names former brokers Martin J. Druffner, Justin F. Ficken, Skifter Ajro, John S. Peffer and Marc J. Bilotti and former branch manager Robert Shannon. The Massachusetts complaint names Druffner, Ficken...

http://chronicle.augusta.com/stories/2003/11/05/bus_388522.shtml
Business
Judge dismisses SEC case against former brokers; SEC to refile

...SEC complaint, filed in November, named former brokers Martin J. Druffner, Justin F. Ficken, Skifter Ajro, John S. Peffer and Bilotti and former branch manager Robert Shannon. The complaint alleged that former brokers took a variety of...

http://chronicle.augusta.com/stories/2004/06/16/fin_419086.shtml
Finance
Amended complaint alleges mutual fund trading fraud by Prudential brokers

...their misconduct," the SEC said in the complaint. The brokers were Justin F. Ficken, 29; Skifter Ajro, 35; John S. Peffer, 41; Marc J. Bilotti, 34; Martin J. Druffner, 35; and their manager, Robert E. Shannon. All six resigned...

http://chronicle.augusta.com/stories/2004/07/16/fin_422306.shtml
Finance
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