Refine Search

  •  
  •  
NASD orders first-ever suspension of mutual-fund business

...suspension for the firm's supervisory failures. Bresner wasn't immediately available Thursday for comment. David M. Williams, the firm's former chief operating officer, also was fined $25,000 and received a four-month supervisory...

http://chronicle.augusta.com/stories/2004/08/20/fin_425848.shtml
Finance
Across the area

...plagued by allegations of hazing and sexual abuse during the 1990s. Lt. Col. Hughes was named last week to succeed David M. Williams, who resigned in May. Lt. Col. Hughes will join the faculty full time next summer after completing his obligations...

http://chronicle.augusta.com/stories/1998/11/17/met_244926.shtml
Metro
1